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Regulation & Compliance

13F Filing

Also called: 13F, institutional holdings report

A 13F discloses the US equity holdings of institutional managers with over $100m, filed quarterly within 45 days of quarter end. It's the basis of every article about what famous investors are buying, and it has real limits: it's stale by up to 135 days, excludes short positions, bonds and non-US holdings, so the picture it paints is both delayed and partial.

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