Finicade
🔍 Sign in
Regulation & Compliance

FCA

Also called: Financial Conduct Authority, UK regulator

The FCA regulates conduct across UK financial services, with the Prudential Regulation Authority handling bank and insurer solvency separately. Its approach is principles-based rather than purely rules-based, and its Consumer Duty obliges firms to deliver good outcomes rather than merely to disclose. It also pioneered the regulatory sandbox, now copied by dozens of jurisdictions.

← All Regulation & Compliance terms